FTC Seeks Disgorgement of Profits from 1998 Deal April 5, 2001 FTC Seeks Disgorgement of Profits from 1998 Deal In a 3-to-2 decision, with Commissioners Swindle and Leary dissenting, the Federal Trade Commission announced yesterday that ...
Nicolai Law Group, P.C. Monthly Memos 03/00 March 1, 2000. Subject: SEC Disgorgement Actions. So you got a hot tip on a securities deal and made a profit. Now the Securities and Exchange Commission ("SEC") has decided there ...